Solomon
M. Fulero & Steven D. Penrod
Ohio
Northern University Law Review
1990
*229
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as: 17 Ohio N.U. L. Rev. 229, *229) |
THE
MYTHS AND REALITIES OF ATTORNEY JURY SELECTION FOLKLORE AND
SCIENTIFIC
JURY SELECTION: WHAT WORKS? [FN1]
Solomon
M. Fulero [FNa]
Steven
D. Penrod [FNaa]
Copyright
1990 by the Ohio Northern University Law Review; Solomon M. Fulero
and
Steven D. Penrod
Expert
jury selection consulting by psychologists, sociologists, communication
specialists, market researchers, and others, has become big business. The
largest consultation firms routinely work on multi-million dollar cases,
and may charge the lawyers who use them fees upward of $100,000. [FN2]
Despite
this boom, the academic community has remained lukewarm in its evaluation
of both the ethics and the efficacy of scientific jury selection. While
there are a number of studies linking demographic and personality variables
to attitudes, there is much less support for the notion that these variables
can be linked to juror verdicts. [FN3] In order to show that scientific
jury selection works, this link must be established. And perhaps more importantly,
particularly in light of the expense of the scientific jury selection method,
it must be shown to be superior to the "traditional" system of unassisted
attorney jury selection. The purpose of this paper is (1) to recount and
evaluate attorney *230
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folklore
on jury selection techniques; (2) to review the studies which have examined
the premises underlying scientific jury selection; and (3) to suggest some
new and more fruitful directions for the use of psychological consultants
to aid attorneys in jury selection.
ATTORNEY
JURY SELECTION FOLKLORE
The
publication of jury selection guides by attorneys for the use of other
attorneys has a history of over one hundred years, beginning with Donovan's
suggestion to the trial lawyers of his time that they should pay attention
to the available background information on potential jurors. [FN4] This
information included occupation, age, social status, intelligence, and
candor. [FN5] Since then, a number of trial practice writers have published
rather detailed and sometimes amusing advice, often replete with racist,
sexist, ethnic, age, and other forms of bias. In fact, there is so much
advice on what kinds of jurors to select
that the average practitioner should have no difficulty finding at least
a few salient juror "types" in every case. A brief catalog of these "types"
follows.
Occupation
Cornelius
advised rejecting jurors with the same occupation as the opposing party
in a civil case. [FN6] Heyl suggested avoiding jurors with knowledge in
areas in which expert witnesses will testify, since they will feel superior
to the expert and to other jurors. [FN7] Appleman felt that farmers award
larger amounts in civil cases. [FN8] White stated that the unemployed,
pensioners, and those on relief tend to be generous, but that clergy, teachers,
and lawyers should generally be avoided by plaintiffs in civil cases. [FN9]
Biskind and Keeton liked jurors with the same occupation as the client.
[FN10] Bodin believed that businessmen and property owners tend to favor
civil defendants. [FN11] Shenker argued that in criminal tax cases, artists,
farmers, small business owners, presidents of corporations, and other businessmen
are good defense jurors, while engineers, accountants, draftsmen, and vice-presidents
of banks or *231
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corporations
should be avoided. [FN12] Belli disagreed with Appleman, suggesting that
farmers are good for the defense in civil cases and for the prosecution
in criminal cases. [FN13] He also suggested that civil plaintiffs should
look for firemen and policemen and their spouses, waiters, and
bartenders, and should reject nurses, physicians, accountants, and statisticians.
[FN14] Davis and Wiley advocated rejecting jurors with expertise in fields
involved in a civil trial, and ex-policemen and investigators, who are
inherently skeptical. [FN15] Adkins stated that overdrawn bank customers
are hardened and tend to convict more often. [FN16] Campbell agreed with
Adkins, but only in robbery and theft cases; he believed that bankers are
good criminal defense jurors in white-collar crime cases. [FN17] Bailey
and Rothblatt suggested avoiding retired police, military men, and their
spouses unless the criminal defendant is a veteran with a good military
record. [FN18] Salesmen, actors, artists, and writers are good criminal
defense jurors, since they are experienced at forgiving. [FN19] Cartwright
suggested that civil plaintiffs avoid precise or technical types, such
as bank tellers or accountants, as they require airtight cases. [FN20]
In addition, farmers are tough and unsympathetic and should be avoided,
as should nurses, police, and others who are inured to suffering. [FN21]
It
might be thought that these recommendations are from old sources no longer
used by modern lawyers. However, this is not the case. Many recently published
trial practice guides take the same approach. For example, Lane suggested
artists, musicians, actors, laborers, carpenters, mechanics, salespersons,
office workers, and writers as good civil plaintiff jurors. [FN22] Good
civil defense jurors include bankers, bank employees, members of management,
low-salaried white collar workers, retired police officers, military men,
school teachers, clergymen's wives, utility company employees, insurance
representatives or adjusters, farmers, accountants, engineers, professional
people generally, tool and die makers, cabinet makers, corporate executives, *232
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superintendents,
and former court officials. [FN23] Jacobs cautions that nurses are not
good for civil plaintiffs because they are too intolerant of pain. [FN24]
Wagner suggested that civil plaintiffs look for small businessmen, salesmen,
students, social workers, teachers, writers, musicians, and persons on
welfare. [FN25] Civil defendants are told to look for accountants, engineers,
retired military officers, suburban housewives, and utility workers. [FN26]
Gender
Darrow
advised lawyers to avoid women in criminal defense cases. [FN27] On the
other hand, Goldstein stated that women are sympathetic and "extraordinarily
conscientious" jurors. [FN28] Heyl advocated selecting male jurors when
representing a female civil plaintiff, and female jurors when opposing
a female plaintiff. [FN29] If the plaintiff is male, he advised the defense
to select women. [FN30] If the plaintiff is a child, women are to be avoided
by the defense. [FN31] White suggested avoiding housewives, as their experience
is limited. [FN32] Biskind suggested avoiding women when seeking large
damage awards in civil cases, since they are not used to thinking in large
sums. [FN33] Bodin called women "unpredictable," since they are influenced
by their husbands' experiences. [FN34] Harrington and Dempsey asserted
that women are plaintiff-oriented in disfigurement cases. [FN35] Belli
stated that women will be lenient with male criminal defendants, but should
be avoided if counsel wants to avoid "intuitive and sympathetic thinking."
[FN36] Katz and Karcher both agreed that women make good criminal defense
jurors except where the defendant is an attractive female. [FN37] Sparling
believed that old women who wear too much makeup are unstable and bad for
the state. [FN38]
In
the more recent publications, Wagner suggested that suburban housewives
are conservative on damages and unsympathetic to plaintiffs. [FN39] *233
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With
working women, attorneys should look to the occupation. [FN40] "Women's
liberationist" women may feel antagonism to male plaintiffs or male attorneys
(watch for women who appear "strident, self-assertive, or hostile," or
who demand to be addressed as Ms. and not Miss). [FN41] In addition, women
are envious of "attractive or successful women" and should be avoided where
the plaintiff or his wife is young and attractive. [FN42] However, older
women may feel "motherly" to the plaintiff and regard her sympathetically.
[FN43] If the "femaleness" of the plaintiff is a factor in the case, female
jurors are to be sought, since it is likely that they will identify with
the plaintiff. [FN44] Lane stated that the
civil defendant should prefer women jurors when the plaintiff is a woman,
and where the plaintiff is a young female, older females should be sought.
[FN45] Men may also be good jurors for the defense, especially neatly dressed
men who are meticulous about their persons. [FN46] Men are preferred when
the plaintiff is a woman, but women are preferred when the plaintiff is
the breadwinner or a child; however, some women "seem to have an adverse
reaction to spinsters, especially if they are attractive." [FN47] Brenner
stated that a rape defendant should avoid young women as jurors. [FN48]
Finally, Wagner stated that homosexual jurors "are generally thought to
be sympathetic and thus, pro-plaintiff," particularly if they appear to
have "passive personalities." [FN49] An aggressive male homosexual would
be a poor juror where the plaintiff is a woman. [FN50]
Race/Ethnicity
Darrow
advised criminal defense attorneys to keep Irishmen, but to strike Englishmen
and Germans. [FN51] Goldstein ranked the emotionality of jurors from highest
to lowest as follows: Irish, Jewish, Italian, French, Spanish, and Slavic.
[FN52] Nordic, English, Scandinavians, and German jurors should be selected
if emotional appeals are to be *234
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countered.
[FN53] Harrington and Dempsey stated that "warm-blooded" Mediterranean
jurors, Jews, and the Irish are good for civil plaintiffs, while the Scotch
are not ("No McTavish was ever lavish").
[FN54] Cartwright favored Jewish and Irish jurors for civil plaintiffs.
[FN55] Lane noted that civil plaintiffs "seem to prefer" blacks, Hispanics,
Irish, Jews, French, Italians, and other Mediterraneans, while Germans,
English, and Scandinavians are considered to be best for the civil defense.
[FN56] Wagner stated that Jews, blacks, Irish, Italians, Hispanics, Puerto
Ricans, and other groups that have experienced oppression are sympathetic
to plaintiffs. [FN57] Germans, Norwegians, Swedes, Englishmen, and Orientals
are thought by some to be better defense jurors. [FN58] Wagner further
stated that there may be some exceptions: Irish jurors "could forgive the
plaintiff's intoxication . . . a little more easily than the Italian juror
could," [FN59] while Jews "are enamored of the medical profession" and
thus might not be good plaintiff's jurors in medical malpractice cases.
[FN60] If the plaintiff is Japanese, a Chinese juror might not be sympathetic.
[FN61] The same applies to Jews and Arabs or Germans, blacks and Puerto
Ricans, Irishmen and Englishmen, and Iranians and Iraqis. [FN62]
Demeanor
and Appearance
Cornelius
suggested that "weak" jurors who would be frightened by a fight should
be selected by plaintiffs in assault cases. [FN63] Darrow and Bodin both
recommended selecting jurors who smile, especially at you (the attorney).
[FN64] Osborn favored jurors with good-sized mouths--especially those with corners
that turn up. [FN65] Biskind advised lawyers to avoid dominating types--they
would not change their minds and may sway others. [FN66] Keeton and Adkins
both advised taking a "leader" who looks favorable and then trying the
case to that juror. [FN67] Davis and Wiley, on the other hand, suggested
avoiding dominating jurors and evasive jurors. [FN68] Adkins suggested
avoiding jurors who appear either *235
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too
reluctant or too eager to serve. [FN69] Harrington and Dempsey advised
avoiding jurors who feel imposed upon and who resent being called for jury
duty. [FN70] Plaintiffs should avoid "meticulously dressed" jurors, and
smiling jurors who are trying to disarm you. [FN71] They want to get on
the jury and "murder you." [FN72] A "fidgety" juror may give you trouble.
[FN73] Katz recounted a large number of non-verbal characteristics to avoid:
Jurors with crossed feet or arms, clenched fists, poor posture, cocked
head, hands in pockets, a kicking foot, those who talk through their teeth,
who stand with their hands on their hips or behind their backs, who drum
with their fingers, touch their noses, cover their mouths with their hands,
or crack their knuckles. [FN74] Jurors who "respond" to you or imitate
you are desirable. [FN75]
Bailey,
Rothblatt, and Lane have suggested that a round-faced, jovial, heavy person
is more desirable for a criminal defendant than a slight, underweight and
delicate type. [FN76] The athletic-looking juror is hard to convince, but
once convinced will usually "go all the way for you." [FN77] Persons
of superior intelligence should be avoided. [FN78] Shenker, on the other
hand, favored "intellectuals" and "thinkers" in criminal tax cases, suggesting
that "ignorant" people should be avoided. [FN79] Rothblatt thought that
people of "medium" intelligence were best, since it is harder to dislodge
preconceived ideas of highly intelligent people, and they will influence
the other jurors. [FN80] Cartwright and Wagner advised civil plaintiffs
to avoid "kingpins," or strong, dominant men. [FN81] Lane advised plaintiffs
to avoid the disabled, who may be "embittered" by their misfortune and
thus less likely to sympathize with the plaintiff, who is "no worse off
than they are." [FN82]
Wealth
and Social Status
Darrow
advised that wealthy men will convict unless the defendant is accused of
a white-collar crime. [FN83] Biskind and Harrington and Dempsey *236
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argued
that poor people are not used to thinking in large sums and may be better
for a civil defendant. [FN84] Keeton stated that white-collar types identify
with businessmen and, though used to big sums, will be less likely to give
large awards. [FN85] Belli asserted that the upper class favors civil plaintiffs,
[FN86] and Adkins that the poor believe they should stick together when
in trouble. [FN87]
Religion
Darrow
asserted that for criminal defense, Presbyterians are too cold. [FN88]
Baptists are even worse. [FN89] Methodists may be considered, but Lutherans
(especially Scandinavians) will convict. [FN90] Jewish, Unitarians, Universalists,
Congregationalists, and agnostics are good for the defense. [FN91] Appleman
disagreed, arguing that religion is not a helpful indicator. [FN92]
Marital
Status
Cornelius
suggested avoiding bachelors when representing a woman suing for breach
of promise. [FN93] Belli argued that married people are more experienced
in life and more forgiving, and thus good for civil plaintiffs and criminal
defendants. [FN94] Bailey and Rothblatt generally prefer married jurors
to single ones, particularly where the criminal defendant is a younger
person. [FN95]
Age
Appleman
believed that younger persons are better for the defendant, [FN96] while
Adkins argued that the elderly are generally lenient, but sometimes severe
in criminal matters. [FN97] Bailey and Rothblatt believe that jurors between
the ages of twenty-eight and fifty-five are best for the criminal defense;
they will tend to be most alert and receptive to *237
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complex defenses.
[FN98] Younger persons may be favorable jurors if they have acquired a
distrust of police officers. [FN99] Jordan suggested that older persons
favor civil plaintiffs since they can identify with the experience of aches
and pains, but tend to favor lower awards. [FN100] Lane believed that jurors
between the ages of thirty and fifty-five were more favorable to the civil
plaintiff, while those twenty-one to thirty and over fifty-five were more
favorable to the civil defendant. [FN101] The twenty-one to thirty age
group "have had less experience and cannot fully appreciate serious permanent
injury as do the older above thirty group." [FN102] Those over fifty-five
who live on relatively fixed incomes may hesitate to award large verdicts.
[FN103]
EVALUATION
OF ATTORNEY JURY SELECTION FOLKLORE
What
is one to make of these various and sundry pieces of advice? A practitioner
will likely find it impossible to follow the advice given, since it is
so often conflicting. Should counsel follow Belli and accept policemen,
or reject them as recommended by Davis and Wiley? Should counsel avoid
women altogether, as Darrow suggests, or merely use them selectively as
according to Heyl, Harrington and Dempsey? Should counsel take the smiling
juror as per Darrow and Bodin, or reject him as untrustworthy, as articulated
by Harrington, Dempsey and Wagner? As a civil plaintiff, are bankers desirable
jurors as Belli and Biskind suggest, or undesirable as according to Keeton?
Does religious background make a difference,
as argued by Darrow, or does it have no impact, as Applemen suggests?
Despite
the conflicts in advice, despite the fact that the advice is often based
on racial, sexual, ethnic, or other stereotypes, and despite the fact that
the advice is based on the idiosyncratic experiences of the advisors rather
than on more reliable forms of data, this kind of advice appears to have
enduring currency among practicing trial attorneys. One even occasionally
finds such stirring testimonials to attorneys' perspicacity as the one
by Begam: "Trial attorneys are acutely attuned to the nuances of human
behavior, which enables them to detect the minutest traces of bias or inability
to reach an appropriate decision." [FN104] Begam goes on to "explain" why
attorneys are (in his view) so accurate: There is so much at stake. [FN105]
Some might argue that this merely *238
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illustrates
the "illusion of control" so often found in other contexts. For example,
social-psychological experiments show that people often feel that they
have control over random events such as the roll of the dice or a lottery
drawing. [FN106]
Another
factor that may serve to perpetuate these theories is their simplicity
and intuitive appeal. Most of the juror "types"--ethnic origin, for example--can
be determined on the basis of information which is readily available to
trial attorneys, even in the absence of a more extended voir dire than
is customary. Still, as Plutchik and Schwartz wryly noted in their evaluation
of attorney jury selection folklore,
the
suggestion that the Irish are most desirable to the defense leads inevitably
to the conclusion that Ireland, where jurors are monotonously Irish, must
be utopian for the practice of criminal law . . . . [However,] an examination
of the prisons of Ireland reveals that, as a general proposition, the cells
are occupied. [FN107]
Of
course, attorney selection accuracy is an empirical question. But given
the limited feedback that attorneys receive on the accuracy of their selections,
it is quite difficult to imagine that the kind of learning Begam suggests
could occur. Attorneys sometimes learn how individual jurors on a jury
have voted but they almost never learn how a challenged juror might have
voted. [FN108] If they do seek information, it is likely to be confirming
rather than disconfirming in nature (i.e., a given juror did in fact vote
as predicted). [FN109] This type of feedback allows the attorney to maintain
his or her pre- existing jury selection "theory" in the face of its actual
incorrectness--and to do so with confidence. [FN110] Negative instances
are thus rarely encountered, and when they are, it is probably simply a
matter of modifying the selection theory slightly to incorporate the exception.
If any learning does take place under these conditions, it is likely to
resemble the superstitious behavior of animals reinforced with food at
fixed or random intervals. [FN111]
*239
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EFFICACY
OF ATTORNEY JURY SELECTION STRATEGIES
The
efficacy of attorney jury selection strategies has been the subject of
a number of empirical studies. Each has yielded interesting findings, but
most are plagued with severe methodological difficulties as well. [FN112]
The studies have addressed several different questions: (1) What juror
characteristics are attorneys interested in? (2) What types of jurors are
actually challenged by attorneys? (3) What impact do challenges have on
jury composition? (4) Do attorneys exercise their challenges effectively?
Attorney
Interest in Juror Characteristics
Hayden,
Senna, and Siegel focused on information used by district attorneys in
voir dire. [FN113] They presented twenty randomly selected prosecutors
from four metropolitan Boston counties with seventeen possible categories
of information on jurors to be selected for two hypothetical cases. [FN114]
The information was selected one category at a time, and after each selection,
the attorney could either decide on the suitability of the juror, or ask
for more information. [FN115]
Attorneys
requested an average of slightly more than seven categories in both cases,
with jurors' age, occupation, demeanor, gender, appearance, and residence
the most frequently requested categories. [FN116] The only item to vary
significantly in rate of request was race; as suggested by the attorney folklore,
prosecuting attorneys examined this variable more frequently in the case
with a black defendant. [FN117] There was substantial variability among
prosecutors in decisions to challenge or to accept the types of information
employed, and the weight given to the information, despite the fact that
all of the attorneys examined the same juror "profiles." [FN118] Since
no defense attorneys were used, it is not possible to examine defense information
use or to compare the "models" of defense and prosecution jury selection.
In addition, sample size was small, and only two cases were used.
Jurors
Actually Challenged
Hawrish
and Tate, and Tate, Hawrish and Clark surveyed a random sample of fifty
Canadian attorneys who had conducted trials *240
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before
the Queen's Bench in Saskatoon and Calgary over a one-year period. [FN119]
The attorneys were presented with a list of twenty-seven hypothetical jurors
described by age, sex, and occupation in a sort of factorial design, and
were asked to rate each on a seven-point scale indicating acceptance or
rejection of the juror in each of four general types of trials (rape, murder,
fraud, and issuing a fraudulent prospectus). [FN120] After completing the
initial ratings, they were shown photographs of the six highest-rated jurors,
in one of three pre-tested attires (conservative, moderate, or counter-cultural).
[FN121] The principal results were that neither juror characteristics nor
attire had much influence on attorney ratings
of acceptability, [FN122] although severe methodological problems make
it very difficult to draw accurate conclusions about the meaning of the
results.
In
a study of attorney-conducted voir dire, Padawer-Singer, Singer, and Singer
reported that jurors selected with voir dire were similar to non-voir dire
jurors on a series of attitudinal questions. [FN123] Voir dire jurors believed
less in capital punishment, were more in favor of protecting the rights
of the accused and of considering a defendant's past mitigating history,
believed that law and order necessitate justice for minorities, and were
more likely to follow a law whether or not it was fair even if it meant
releasing defendants for insufficient evidence or ignoring trial testimony
struck from the record. [FN124] Unfortunately, no data are presented on
the challenged jurors, nor were these jurors asked to hear the trial and
render their verdicts for comparison purposes. [FN125]
A
study of jury challenges in the Huey Newton trial revealed that defense
attorney Charles Garry tended to eliminate white and male jurors while
prosecutor D. Lowell Jensen eliminated blacks and females. [FN126] Garry
also challenged twenty of the twenty-seven jurors from predominantly white,
conservative middle class suburbs, while Jensen challenged only three.
[FN127] On the other hand, Jensen challenged eighteen of the thirty-five
that came from Oakland and Berkeley, while Garry challenged only five.
[FN128] However, while interesting and somewhat
supportive *241
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of
the accuracy of attorney folklore, these data are obviously of limited
generalizability.
Finally,
Penrod, as part of a larger study comparing attorney and scientific jury
selection models, looked at the jury selection strategies of nineteen practicing
prosecuting and defense attorneys in the Boston area using a set of thirty-two
juror "profiles." [FN129] Attorneys were first interviewed about their
backgrounds and their usual jury selection practices. [FN130] They were
then asked to sort the profiled jurors on the basis of "juror similarity,"
to rate them for potential bias in the two cases used, to rate them on
a series of bipolar scales, and then asked what they recalled about a subset
of the profiled jurors. [FN131] Using a multidimensional scaling analysis,
it was possible to examine empirically the dimensions used by the attorneys
to make selection decisions. [FN132] Penrod concluded that judgments of
juror similarity were based primarily on four characteristics: Attitudes
toward legal technicalities, gender, ideological orientation, and age.
[FN133] In addition, ratings of juror bias were largely determined by these
characteristics, indicating that the attorneys were using relatively simple
additive models. [FN134] This is consistent with work on judgments by stockbrokers,
[FN135] radiologists, [FN136] sentencing judges, [FN137] and others. The
best- remembered juror characteristic was occupation, and the more experienced
the attorney, the higher the weight attached to occupation. [FN138] Finally,
though
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the
question of whether the juror characteristics used by the attorneys have
any predictive validity could not be answered directly, the relationship
between the characteristics used to prepare the juror profiles and the
verdict preferences of simulated jurors in another study by Penrod [FN139]
showed that none of the individual main effects or two-way interactions
accounted *242
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for
more than about four percent of the variance, and when combined, they accounted
for an average of eleven percent of the variance. [FN140]
Impact
of Challenges on Jury Composition
In
a large-scale study of peremptory challenge practices in New Mexico, Van
Dyke found that prosecutors most often challenged jurors who were non-
Anglo-European and those between ages thirty and thirty-four. [FN141] On
the other hand, defense attorneys most often challenged white jurors and
those between ages forty and forty-four. [FN142] There were no differences
in the rates of challenging males and females. [FN143] Still, Van Dyke
concluded that the net effect of the defense and prosecution challenges
on the final composition of juries was minimal, and acknowledged that it
is difficult to generalize these findings to other settings (e.g., large
cities) or to settings where attorneys have different numbers of challenges
available. [FN144]
Efficacy
of Challenges
Broeder
collected interesting but largely anecdotal reports from interviews of
real jurors, focusing on the forms of bias that attorneys failed to detect
in voir dire. [FN145] Unfortunately, his findings are not reported in a
systematic form, his methods of data analysis are not specified, and his
materials are largely anecdotal. However, he did report that, consistent
with attorney folklore, "persons with German and British backgrounds were
more likely to favor the government, whereas Negroes and persons of Slavic
and Italian descent were more likely to vote for acquittal." [FN146] On
the other hand, he also concluded that "[v]oir dire was grossly ineffective
not only in weeding out 'unfavorable' jurors but even in eliciting the
data which would have shown particular jurors as very likely to prove 'unfavorable."'
[FN147]
Diamond
and Zeisel used a "shadow jury" technique to assess the accuracy of attorneys'
peremptory challenges. [FN148] The post-trial juror verdict preferences
of groups of peremptorily challenged jurors and *243
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randomly
selected jurors, all of whom heard actual complete trials along with the
real jury, were examined. [FN149] Diamond and Zeisel used a reconstruction
technique in order to determine the voting alignments that would have occurred
in the "original" jury in the absence of jury challenges, and then used
this alignment to predict the likely jury verdict. [FN150] This process
was complicated by attrition as well as lack of information in ten of the
twelve cases as to individual (rather than overall) distribution of first
ballot votes. In the other two, even the
overall distribution was unavailable. Although the authors make a relatively
convincing case for the accuracy of the reconstruction process, the analysis
is built upon so many assumptions that it is difficult to place much confidence
in their conclusion. The determination was that non- participating jurors
vote in the same proportion as the real jury, and in the two cases in which
initial votes are unknown, the initial distribution can be assessed on
the basis of the jury's deliberation time. [FN151] Once reconstructed,
the verdicts of the original juries were predicted by extrapolating from
the relationship between first ballot votes and final verdicts in the 225
juries studied by Kalven and Zeisel. [FN152] Penrod and Hastie have discussed
and criticized this process, and offered alternative approaches based on
more extensive data. [FN153]
Still,
Zeisel and Diamond found very high variability in performance by both defense
and prosecuting attorneys across cases. While prosecutors were found to
have challenged as many favorably disposed jurors as hostile jurors, defense
attorneys challenged somewhat more hostile jurors than favorable ones.
[FN154] Overall, challenges based on race were most likely to be correct,
with demeanor, residence, age, and occupa less accurate. Gender was judged
to be the least accurate indicator. [FN155] Unfortunately, the manner in
which these estimates were made was not disclosed, nor was the structure
of an optimal selection model or how well such a model might have performed.
In
summary, though a number of researchers have made preliminary excursions
into the empirical evaluation of attorney voir dire behavior and accuracy,
our knowledge in this area is still quite rudimentary. Although most of
the studies have qualities that recommend them, many of them also have
serious shortcomings--sometimes in method, sometimes in stimulus material,
sometimes in data analysis, *244
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sometimes
in the nature of the sample. [FN156] The great variation in methods and
research objectives makes it extremely difficult to collate and generalize
from the studies. Broeder's and Zeisel and Diamond's results certainly
suggest that attorneys are not very accurate in their selections. [FN157]
The studies by Blauner, Padawer-Singer, Singer, and Singer, and Van Dyke
suggest that attorneys do exercise their challenges systematically, [FN158]
but the results of Hawrish and Tate, Hayden and Penrod suggest that the
systematicness may extend only to a few demographic characteristics of
limited predictive value. [FN159]
EMPIRICAL
TESTS OF THE EFFICACY OF SCIENTIFIC JURY SELECTION
Both
direct and indirect examinations of the major assumption of scientific
jury selection--that "dispositions and attitudes reliably correlate with
juror behavior" [FN160]--have generally indicated that "individual differences
are not especially potent predictors of juror verdict preferences." [FN161]
Researchers interested in establishing the links between juror verdict preferences
and juror attitudes and characteristics have adopted two general strategies.
[FN162] Some researchers have surveyed sitting jurors at the conclusion
of their jury service and have attempted to relate characteristics to jurors'
votes in actual cases. [FN163] Other researchers have adopted an approach
in which mock jurors--often experienced or currently sitting jurors-- are
presented the same case or cases in an effort to establish links for particular
fact patterns. [FN164] Predictive power is typically measured by looking
at the percentage of the variance in verdicts that is accounted for by
the predictors. [FN165] This is done with a statistical procedure known
as multiple regression analysis. [FN166]
*245
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *245) |
Actual
Cases
Reed
looked at jurors who served in jury trials in East Baton Rouge Parish,
Louisiana in 1959-1961. [FN167] Reed contacted 432 jurors, obtaining a
fifty- six percent response rate. [FN168] He then looked at, among other
things, the relationship between various demographic characteristics and
verdict. [FN169] In criminal cases, socioeconomic status, as measured by
education and occupational level, was related to verdict: the higher the
status, the more likely the juror was to vote "guilty." [FN170] No effect
was found for age, marital status, religious preference, or church attendance.
[FN171] No significant relationships at all were found for civil cases.
[FN172]
Bridgeman
and Marlowe looked at a group of sixty-five jurors from Santa Cruz County,
California in 1974-75. [FN173] Though their conviction rate was ninety
percent, suggesting a potential ceiling effect, and though the sample was
small, no demographic correlates of verdict were found. [FN174]
Mills
and Bohannon studied a randomly selected sample of 197 criminal jurors
in Baltimore. [FN175] They found that guilty verdicts were associated with
sex, education, race, and age, with jurors who were female, less educated,
black, and older (with some qualifications for males) being generally more
conviction- prone. [FN176] They also found that some personality variables
derived from Hogan's character-structure view related to conviction (i.e.,
socialization, empathy, and autonomy). [FN177] A multiple regression analysis
showed that between ten and sixteen percent of the variance in verdicts
in their cases was predicted by a combination of these variables. [FN178]
Moran
and Comfort surveyed 319 felony jurors in Dade County, Florida, looking
for links between various demographic and personality variables and verdict.
[FN179] They found that sex of the juror was an *246
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *246) |
important
moderator of the relationship between personality and demographic variables
and post- deliberation verdicts. [FN180] For males, guilty verdicts were
associated with lower income, more children, and lower social desirability
scores. [FN181] The variance in verdict that was accounted for by these
variables was 10.7 percent. [FN182] For females, guilty verdicts were associated
only with higher Just World Scale scores,
which predicted only 5.9 percent of the variance in verdict. [FN183] Both
males and females had higher authoritarianism scores, though this variable
did not appear in the regression equation for statistical reasons. [FN184]
Moran and Comfort noted, as argued later, that such dispositional and personality
variables may have more subtle effects on juror behavior, such as degree
of participation in jury deliberation, amount of perceived influence in
deliberation, and so forth (though we will suggest cognitive processing
of evidence as a more likely locus). [FN185]
Though
the data are anecdotal, Tybor discussed an actual case in which Dr. Hans
Zeisel was hired by the plaintiff in a civil case as a jury selection consultant.
[FN186] A pretrial survey was conducted with a sample of 713 respondents.
[FN187] Just before the trial began, but after jury selection, the case
settled for $5.5 million. [FN188] Without telling the jury the amount,
Judge Alan Morrill asked the jury to try the case anyway, with Zeisel observing.
[FN189] The jury deliberated and awarded the plaintiff between three and
four million dollars. [FN190] Zeisel stated that the predictions in the
jury profile "were quite good" and in particular that the predictions as
to which jurors would vote for higher and lower awards was also "good."
[FN191]
Moran
and Comfort examined attitudes and demographics of over 600 jurors in two
studies. [FN192] Overall, juror death penalty attitudes correlated with
individual pre-deliberation verdicts. [FN193] Furthermore, a variety of demographic
characteristics and attitudes were correlated *247
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *247) |
with
death penalty attitudes. [FN194] The death-qualification process in jury
selection was challenged in Lockhart
v. McCree, [FN195] and despite the fact that the defense was able to
present fifteen studies demonstrating a link between death penalty attitudes
and conviction-proneness, the Supreme Court was not persuaded that "death-qualified"
juries could not impartially decide capital cases. [FN196]
In
a study focused on juror decision-making in sexual assault cases, Visher
interviewed 331 jurors who had served on thirty-eight different sexual
assault cases (a seventy percent response rate). [FN197] Visher assessed
jurors' characteristics and attitudes and defendant and victim characteristics,
and evaluated the trial evidence. [FN198] She found modest but significant
correlations between pre-deliberation verdict preferences and race, education,
occupational status, attitudes on crime, and tendency to blame victims.
[FN199] In a hierarchical regression analysis, Visher found that evidence
accounted for thirty-four percent of the variance in jury verdicts, victim
and defendant characteristics eight percent, [FN200] and juror characteristics
(when entered last into the analysis) two percent. Unfortunately, this
analytic strategy may reverse the causal relationships, at least in part.
Because Visher relied upon jurors' characterizations of the parties and
the evidence, it is entirely plausible that pre-existing juror differences
substantially affected these jurors' perceptions.
From this perspective, one might argue that juror characteristics ought
to enter the analysis at the first step, rather than the final step. Unfortunately,
this cannot be done with the statistics available in the Visher article.
Mock
Trial Studies
Simon
examined the relationship between juror characteristics and verdicts in
two insanity cases. [FN201] She found no significant relationship for juror
occupation, gender, income, religion, or age. [FN202] The only difference
found was for race. [FN203] Blacks voted to acquit more than jurors of
other races, and jurors with less than a high school education voted to
acquit more than jurors with a college education. [FN204] These *248
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *248) |
differences
would aid jury selection somewhat (and be in line with attorney folklore,
at least for race), but education accounted for less than five percent
of the variance in verdicts, [FN205] and since education and race are correlated,
the predictive power of the two variables cannot be simply added together.
Saks
looked at twenty-seven predictor variables, [FN206] and found that the
best predictor (an attitudinal question regarding the belief that crime
is a product of "bad people" or "bad social conditions") accounted for
only nine percent of the variance in juror verdicts, [FN207] and did so
in the "wrong" direction (i.e., those who believed that crime was a product
of bad social conditions were more likely
to vote guilty). [FN208] The four best predictors combined to explain thirteen
percent of the variance, [FN209] and none of the others added more than
minimally to the variance explained. [FN210]
In
interviews of 305 people who had been chosen for jury duty in St. Louis
County, Missouri, Hepburn obtained demographic and attitudinal information.
[FN211] He then asked them to consider a hypothetical murder case. [FN212]
He found verdict associated only with age and prior military service. [FN213]
Race, education, military status, and prior criminal victimization were
unrelated to verdict. [FN214] The nine variables together explained only
eight percent of the variation in verdict. [FN215] Perceived strength of
prosecution and defense evidence, however, appeared to be critical mediator
variables, [FN216] and Hepburn was able to construct a path analysis linking
the attitudinal and demographic variables to the strength of evidence variables,
[FN217] and these latter variables in turn to verdict. [FN218] The fact
that attitudinal and demographic variables were linked to verdict only
indirectly, through cognitive variables, is important, and suggests that
an approach focusing on juror cognitions as mediators of verdict (such
as that proposed below) could be fruitful.
In
their study of the effects of decision rules on jury decision- making,
Hastie, Penrod, and Pennington found modest links between *249
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *249) |
demographics
and attitudes and verdict preferences. [FN219] Jurors, while
on jury duty, participated in the study by viewing a videotaped re- enactment
of an actual murder trial. [FN220] Using limited data from the full sample
of 828 jurors, Hastie found correlations between verdict preference and
employment status, gender, prior criminal jury service, and prior jury
service, both criminal and civil. [FN221] A total of 3.2 percent of the
variance in verdict preference was accounted for by these variables. [FN222]
A subsample of 269 jurors completed more extensive questionnaires and these
produced other variables with significant relationships to verdict preference,
including wealth of residential area, attitudes regarding punishment of
people who take another person's life, marital status, and newspaper preference.
[FN223] When considered as a group, these variables accounted for eleven
percent of the variance in juror verdict preferences. [FN224]
Cowan,
Thompson, and Ellsworth presented a videotaped murder trial to a representative
cross-section of adults, including 258 death-qualified and thirty "excludable"
jurors (i.e., those whose opposition to the death penalty is strong enough
to disqualify them from jury service). [FN225] Death-qualified subjects
were more likely to vote guilty, both in the pre-and post-deliberation
phases. [FN226] Excludables were more likely to be female and Catholic,
[FN227] but in general juror characteristics were uncorrelated with verdict;
verdict severity correlated negatively with level of education and prior
jury panel experience, and positively with age, sex, and view of the level
of subjective certainty that would justify
a guilty verdict. [FN228] Unemployed subjects and those who had actually
served on a jury were marginally more likely to give harsher verdicts.
[FN229] Attitude toward the death penalty and scores on "legal authoritarianism"
were the most successful predictors of verdict severity. [FN230]
Penrod
assessed various attitudinal and demographic characteristics of 367 actual
jurors on jury duty in Boston, and looked at their *250
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *250) |
verdicts
in four different simulated trials. [FN231] Penrod regressed twenty-one
attitudinal and demographic items over each verdict separately, [FN232]
and found that the overall variance explained in verdict by these variables
ranged from 4.9 to 14.1 percent. [FN233] No single predictor worked in
even as many as three of the cases, [FN234] and the verdicts themselves
were only weakly related; [FN235] the highest correlation between any two
verdicts was not highly significant. [FN236]
In
summary, the studies on the efficacy of attempts to link demographic and
personality variables directly to verdict appear to find modest relationships,
with the variance explained in verdict preferences appearing to range from
approximately five to fifteen percent. It is interesting to note that the
mock trial studies, which focus on only one type of case (e.g., murder
or rape) and which therefore control for the "noise" introduced by this
variable, typically find stronger relationships between demographic and
attitudinal variables and verdicts. This
suggests that case-specific relationships found in scientific jury selection
analyses may not generalize across cases, and may explain why the field
studies are somewhat less sensitive. [FN237]
While
the obtained estimate of the variance in verdict explained appears low
on its face, consider the possible impact of such information in an example
given by Penrod and Cutler: [FN238] An attorney operating on a completely
random basis with a fifty percent favorable and fifty percent unfavorable
jury pool would correctly classify fifty percent of the jurors. [FN239]
However, if a jury survey detected a reliable relationship in which five
percent of the variance in verdict was accounted for by attitudinal and
personality measures, successful use of that information would increase
the attorney's performance to sixty-one percent correct classifications.
[FN240] With fifteen percent of the variance accounted for, performance
would increase to sixty-nine percent correct. [FN241] Clearly, although
the percentage of variance explained may be small, the potential improvement
in selection performance is not insignificant. If a defendant has his life
or millions of dollars at stake, *251
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *251) |
the
jury selection advantages conferred by scientific jury selection techniques
may well be worth the investment. [FN242]
New
Directions in Jury Selection Consultation
It
is likely that jury consultants will refine and improve their jury prediction
skills, as research methods and the theoretical underpinnings of this enterprise
continue to advance. A variety of critiques may be leveled against this
enterprise. [FN243] From one point of view, one of the major drawbacks
to the commercialization of jury studies is that otherwise sound research
may be disappearing into the vaults of research consultants who feel a
need to protect trade secrets and other commercial interests. We would
like to encourage consultants to bring their research into the public domain
in order to enrich our theoretical understanding of jury decision-making,
and to provide a sound basis for formulating policies that will ensure
equitable application of social science methods. Finally, non-commercial
jury research and theorizing remain active and may contain practical applications
for legal practitioners.
The
more recent published works on jury selection directed at practitioners
are psychologically sophisticated and strongly advocate the use of "trial
consultants," [FN244] as they are now called (as opposed to the older term
"jury selection experts"). The major theme of these recent publications
is emphasis on the fact that attorneys cannot simply go from demographic
variables directly to predictions of verdict, as the folklore encourages
them to do. [FN245] Instead, juror attitudes, personality variables, nonverbal
and verbal cues, and jury interactional variables might also be profitably
assessed. [FN246] More importantly, there are clear cautions that the "case-specific
approach" we discuss above must be taken, as findings regarding predictor variables
may not apply across *252
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *252) |
cases
or jurisdictions. [FN247] Trial simulations with mock juries or focus groups
are particularly endorsed, along with consultation on the formulation of
a case theme and voir dire questions. [FN248] Attorney and client dress,
demeanor, and speech are also scrutinized and suggestions made for change.
[FN249] Almost all of these are considerably beyond the scope of the conventional
attorney folklore focus on the demographics of jurors (though the evidence
for the efficacy of some of these remains weak). Their use suggests that
a broader "case presentation" approach is now being taken by consultants,
rather than the narrower "jury selection" approach.
More
recently, Pennington has offered a tantalizing view of a new and promising
approach to case analysis that, though not fully developed, might be useful
in jury selection consulting. [FN250] Pennington has generated persuasive
research evidence in support of the "story model" of juror cognitions.
[FN251] The story model postulates that in coming to a decision on verdict,
jurors first construct a plausible account or scenario of the events in
question based on the available evidence, and then match that account to
the verdict alternative that best fits. [FN252] The story model has been
extended from the murder case originally used by Pennington to a rape case
by Olsen- Fulero, Fulero and Wulff. [FN253] In the latter study, forty-eight
subjects who had previously completed a battery of attitude and personality
scales viewed a videotaped rape trial and
completed a post-trial questionnaire asking for various verdict and attributional
judgments. [FN254] Using a modified version of Pennington's juror interview
in which subjects were asked to arrive at a verdict by discussing out loud
what they thought had taken place, Olsen-Fulero, Fulero and Wulff were
able to construct coherent "guilty" and "not guilty" stories from subject
accounts. [FN255] Interestingly, several pieces of evidence were common
to both stories, suggesting that the same piece of evidence may be interpreted
differently by jurors. [FN256] In addition, the *253
| (Cite
as: 17 Ohio N.U. L. Rev. 229, *253) |
study
found that while the attitude and personality measures did not correlate
with verdict directly, several of these measures did correlate with story,
which in turn correlated with verdict. [FN257]
The
story model offers a promising analytic opportunity to jury selection consultants
and to attorneys, as it suggests a case-specific approach to understanding
the manner in which demographic, personality, and attitudinal characteristics
predispose jurors to process trial-related information and come to verdict.
The model further suggests that the "focus group" technique currently used
by trial consultants could be modified to include a recounting by each
mock juror of the perceived scenario of events that led him to his verdict,
and a construction of the two (or more) most plausible verdict stories.
Not only do the stories offer a link between the usual jury selection variables
that might be detected through public opinion surveys and verdicts, but
they also offer a fruitful means of consultation on such important litigation
areas as case theme, voir dire questioning, and evidence presentation.
While this line of research and application to jury consultation needs
refinement, the approach is empirically grounded, and is clearly consistent
with the two major and justified cautions previously sounded by critics
of the scientific jury selection approach: First, that the nature and strength
of the evidence in a given case is the critical variable in predicting
verdict, rather than simple demographics, and second, that a case-specific
approach is necessary for each trial.
|
FN1.
Reprinted with permission of Hemisphere Pub. Corp., N.Y., from Forensic
Reports, Vol. 3, p.233 (1990). The article has been revised by the authors
from its original publication in Forensic Reports. |
|
FNa
Professor of Psychology, Sinclair College, Dayton, Ohio. B.A. 1973, University
of Maryland; M.A. 1975, University of Oregon; Ph.D. 1979, University of
Oregon; J.D. 1979, University of Oregon. Dr. Fulero also maintains private
practices in law and psychology. |
|
FNaa
Professor of Law, University of Minnesota College of Law; B.A. 1969, Yale;
J.D. 1974, Harvard University; Ph.D. 1979, Harvard University. |
|
FN2.
See Adler, Litigation Science: Consultants Dope Out the Mysteries of Jurors
for Clients Being Sued, Wall St. J., Oct. 24, 1989, at 1, col. 1. |
|
FN3.
See generally M. SAKS & R. HASTIE, SOCIAL PSYCHOLOGY IN COURT 47-71
(1978). |
|
FN4.
Mariani, Peremptory Challenge--Divining Rod for a Sympathetic Jury, 21
CATH. LAW. 56, 61 (1975) (citing J. DONOVAN, MODERN JURY TRIALS AND ADVOCATES
227 (1887)). |
|
FN6.
See A. CORNELIUS, TRIAL TACTICS 128 (1932). |
|
FN7.
Heyl, Selection of the Jury, 40 ILL. B.J. 328, 340 (1952). |
|
FN8.
See SUCCESSFUL JURY TRIALS: A SYMPOSIUM 148 (J. Appleman ed. 1952) [hereinafter
SUCCESSFUL JURY TRIALS]. |
|
FN9.
White, Selecting the Jury, in SUCCESSFUL JURY TRIALS, supra note 8. |
|
FN10.
See E. BISKIND, HOW TO PREPARE A CASE FOR TRIAL (1954); R. KEETON, TRIAL
TACTICS AND METHODS 251 (2d ed. 1973). |
|
FN11.
See H. BODIN, SELECTING A JURY 40-41 (1954). |
|
FN12.
Shenker, How to Try a Criminal Tax Case, 1 CRIM. L. BULL. 27, 30 (Jul.
- Aug. 1965). |
|
FN13.
See generally M. BELLI, MODERN TRIALS (1954). |
|
FN15.
See Davis & Wiley, Forty-Nine Thoughts on Jury Selection, 34 DIST.
COLUM. L.J. 15, 19 (1967). |
|
FN16.
Adkins, Jury Selection: An Art? A Science? Or Luck? 5 TRIAL 37, 37 (Dec.
- Jan. 1968-1969). |
|
FN17.
Campbell, The Multiple Function of the Criminal Defense Voir Dire in Texas,
1 AM. J. CRIM. L. 255, 262 (1972). |
|
FN18.
See generally F. BAILEY & H. ROTHBLATT, FUNDAMENTALS OF CRIMINAL ADVOCACY
(1974) [hereinafter F. BAILEY & H. ROTHBLATT, CRIMINAL ADVOCACY]. |
|
FN20.
Cartwright, Jury Selection, 13 TRIAL 28, 30 (Dec. 1977). |
|
FN22.
See F. LANE, LANE'S GOLDSTEIN TRIAL TECHNIQUES (3d ed. 1984). |
|
FN24.
Jacobs, Jury Selection Tips, CAL. TRIAL LAW. at 344, 345 (Dec. 1983). |
|
FN25.
See W. WAGNER, ART OF ADVOCACY: JURY SELECTION (1989). |
|
FN27.
See Darrow, Attorney for the Defense, 8 ESQUIRE 35 (May 1936). |
|
FN28.
J. GOLDSTEIN, TRIAL TECHNIQUES (1935). |
|
FN29.
See Heyl, supra note 7, at 340. |
|
FN32.
White, supra note 9, at 123-24. |
|
FN33.
See E. BISKIND, supra note 10. |
|
FN34.
H. BODIN, supra note 11, at 21. |
|
FN35.
Harrington & Dempsey, Psychological Factors in Jury Selection, 37 TENN.
L. REV. 173, 174 (1969). |
|
FN36.
See M. BELLI, supra note 13. |
|
FN37.
Karcher, Importance of Voir Dire, 15 PRAC. LAW. 59, 62 (Dec. 1969); Katz,
The Twelve Man Jury, 5 TRIAL 39, 39 (Dec.-Jan. 1968-69). |
|
FN38.
See Sparling, Jury Selection in a Criminal Case, Tex. Observer, (May 11,
1983). |
|
FN39.
See W. WAGNER, supra note 25. |
|
FN40.
See notes 6-26 and accompanying text. |
|
FN41.
See W. WAGNER, supra note 25, at I-24. |
|
FN45.
See F. LANE, supra note 22. |
|
FN48.
See Brenner, Voir Dire and Jury Selection, in CRIMINAL DEFENSE TECHNIQUES
(S. Allen, I. Rosen, D. Winston & L. Belfiore eds. 1989). |
|
FN49.
W. WAGNER, supra note 25. at I-25. |
|
FN51.
See generally Darrow, supra note 27. |
|
FN52.
See I. GOLDSTEIN, supra note 28. |
|
FN54.
Harrington & Dempsey, supra note 35, at 175. |
|
FN55.
See Cartwright, supra note 20. |
|
FN56.
See F. LANE, supra note 22. |
|
FN57.
See W. WAGNER, supra note 25. |
|
FN63.
See generally A. CORNELIUS, supra note 6. |
|
FN64.
See Darrow, supra note 27. See also H. BODIN, supra note 11, at 47. |
|
FN65.
See A. OSBORN, THE MIND OF THE JUROR 111-12 (1937). |
|
FN66.
E. BISKIND, supra note 10. |
|
FN67.
See R. KEETON, supra note 10, at 251; Adkins, supra note 16, at 39. |
|
FN68.
See Davis & Wiley, supra note 15, at 19. |
|
FN69.
Adkins, supra note 16, at 37. |
|
FN70.
Harrington & Dempsey, supra note 35, at 178. |
|
FN72.
Id. See WAGNER, supra note 25. |
|
FN73.
Harrington & Dempsey, supra note 35, at 178. |
|
FN74.
Katz, supra note 37, at 40, 42. |
|
FN76.
See generally F. BAILEY & H. ROTHBLATT, CRIMINAL ADVOCACY, supra note
18. See also F. BAILEY & H. ROTHBLATT, SUCCESSFUL TECHNIQUES FOR CRIMINAL
TRIALS (2d ed. 1985) [hereinafter, F. BAILEY & H. ROTHBLATT, SUCCESSFUL
TECHNIQUES]; F. LANE, supra note 22. |
|
FN79.
See Shenker, supra note 12. |
|
FN80.
Rothblatt, Techniques for Jury Selection, 2 CRIM. L. BULL. 14, 19 (May
1966). |
|
FN81.
See Cartwright, supra note 20. |
|
FN82.
F. LANE, supra note 22, at 56. |
|
FN83.
See Darrow, supra note 27. |
|
FN84.
See E. BISKIND, supra note 10; Harrington & Dempsey, supra note 35. |
|
FN85.
R. KEETON, supra note 10, at 252. |
|
FN86.
See M. BELLI, supra note 13. |
|
FN87.
Adkins, supra note 16, at 37. |
|
FN88.
See Darrow, supra note 27. |
|
FN91.
See id. For additional advice on the Jewish religion, see supra notes 51-
62 and accompanying text. |
|
FN92.
SUCCESSFUL JURY TRIALS, supra note 8, at 128. |
|
FN93.
A. CORNELIUS, supra note 6, at 127. |
|
FN94.
See M. BELLI, supra note 13. |
|
FN95.
See F. BAILEY & H. ROTHBLATT, CRIMINAL ADVOCACY, supra note 18; F.
BAILEY & H. ROTHBLATT, SUCCESSFUL TECHNIQUES, supra note 76. |
|
FN96.
SUCCESSFUL JURY TRIALS, supra note 8, at 127. |
|
FN97.
Adkins, supra note 16, at 37. |
|
FN100.
See W. JORDAN, JURY SELECTION (1980). |
|
FN101.
See F. LANE, supra note 22. |
|
FN104.
Begam, Voir Dire: The Attorney's Job, 13 TRIAL 3, 3 (Mar. 1977). |
|
FN106.
See E. LANGER, THE PSYCHOLOGY OF CONTROL 59-63 (1983). |
|
FN107.
Plutchik & Schwartz, Jury Selection: Folklore or Science? 1 CRIM. L.
BULL. 3, 5 (May 1965). |
|
FN108.
See Diamond & Zeisel, A Courtroom Experiment on Juror Selection and
Decision-Making, 1 PERSONALITY & SOC. PSYCHOLOGY BULL. 276 (1974);
Zeisel & Diamond, The Effect of Peremptory Challenges on Jury and Verdict:
An Experiment in a Federal District Court, 30 STAN. L. REV. 491, 502 (1978). |
|
FN109.
Wason, On the Failure to Eliminate Hypotheses in a Conceptual Task, 12
Q.J. EXPERIMENTAL PSYCHOLOGY 129, 129 (1960). |
|
FN110.
Lord, Ross & Lepper, Biased Assimilation and Attitude Polarization:
The Effects of Prior Theories on Subsequently Considered Evidence, 37 J.
PERSONALITY & SOC. PSYCHOLOGY 2098, 2108 (1979). |
|
FN111.
See Skinner, Superstition in the Pigeon, 38 J. EXPERIMENTAL PSYCHOLOGY
168 (1948). |
|
FN112.
See Plutchik & Schwartz, supra note 107. |
|
FN113.
See Hayden, Senna, & Siegel, Prosecutorial Discretion in Peremptory |
|
Challenges:
An Empirical Investigation of Information Use in the Massachusetts Jury
Selection Process, 13 NEW ENG. L. REV. 768 (1978). |
|
FN119.
Tate, Hawrish & Clark, Communication Variables in Jury Selection, 24
J. COMM. 130, 135 (1974). |
|
FN123.
See generally Padawer-Singer, Singer & Singer, Voir Dire by Two Lawyers:
An Essential Safeguard, 57 JUDICATURE 386 (1974). |
|
FN126.
See A. GINGER, JURY SELECTION IN CRIMINAL TRIALS (1975). |
|
FN129.
S. Penrod, Study of Attorney and "Scientific" Jury Selection Models (1979)
(unpublished doctoral dissertation, available at Harvard University) [hereinafter
S. Penrod, Jury Selection Models]. |
|
FN132.
See generally Carroll & Chang, Analysis of Individual Differences in
Multidimensional Scaling Via an N-Way Generalization of "Eckart-Young"
Decomposition, 35 PSYCHOMETRIKA 283 (Sept. 1970). |
|
FN133.
See S. Penrod, Jury Selection Models, supra note 129. |
|
FN135.
See Slovic, Analyzing the Expert Judge: A Descriptive Study of a Stockbroker's
Decision Processes, 53 J. APPLIED PSYCHOLOGY 255 (1969). |
|
FN136.
See Hoffman, Slovic, & Rorer, An Analysis-of-Variance Model for the
Assessment of Configural Cue Utilization in Clinical Judgment, 69 PSYCHOLOGICAL
BULL. 338 (1968). |
|
FN137.
See Ebbesen & Konecni, Decision Making and Information Integration
in the Courts: The Setting of Bail, 32 J. PERSONALITY & SOC. PSYCHOLOGY
805 (1975). |
|
FN139.
See Penrod, Predictors of Jury Decision Making in Criminal and Civil Cases:
A Field Experiment, 3 FORENSIC REP. 261 (1990). |
|
FN141.
J. VAN DYKE, JURY SELECTION PROCEDURES 157 (1977). |
|
FN145.
See Broeder, The University of Chicago Jury Project, 38 NEB. L. REV. 144
(1959) [hereinafter Broeder, Jury Project]; Broeder, Voir Dire Examination:
An Empirical Study, 38 S. CAL. L. REV. 503 (1965) [hereinafter Broeder,
Empirical Study]. |
|
FN146.
Broeder, Jury Project, supra note 145, at 748. |
|
FN147.
Broeder, Empirical Study, supra note 145, at 505. |
|
FN148.
See Zeisel & Diamond, supra note 108, at 498. See also Diamond &
Zeisel, supra note 108. |
|
FN149.
Diamond & Zeisel, supra note 108. |
|
FN152.
H. KALVEN, JR. & H. ZEISEL, THE AMERICAN JURY 487-89 (1966). |
|
FN153.
See Penrod & Hastie, Models of Jury Decision-Making: A Critical Review,
86 PSYCHOLOGICAL BULL. 462 (1979). |
|
FN154.
Zeisel & Diamond, supra note 108, at 513-18. |
|
FN157.
Broeder, Empirical Study, supra note 145, at 505; Zeisel & Diamond,
supra note 108, at 517. |
|
FN158.
See J. VAN DYKE, supra note 141, at 146; Padawer-Singer, Singer & Singer,
supra note 123, at 386. See also A. GINGER, supra note 126. |
|
FN159.
See Hawrish & Tate, Determinants of Jury Selection, 39 SASK. L. REV.
285 (1974-1975); Hayden, Denna & Siegel, supra note 113, at 777-78;
S. Penrod, Jury Selection Models, supra note 129. |
|
FN160.
See Penrod & Cutler, Assessing the Competence of Juries, in HANDBOOK
OF FORENSIC PSYCHOLOGY 297 (I. Weiner & A. Hess eds. 1985) [hereinafter
HANDBOOK OF FORENSIC PSYCHOLOGY]. |
|
FN161.
Id. at 298. See Davis, Bray & Holt, The Empirical Study of Decision
Processes in Juries, A Critical Review, in LAW, JUSTICE, AND THE INDIVIDUAL
IN SOCIETY: PSYCHOLOGICAL AND LEGAL ISSUES 326-61 (J. Tapp & F. Levine
eds. 1977); Hans & Vidmar, Jury Selection, in THE PSYCHOLOGY OF THE
COURTROOM 47 (N. Kerr & R. Bray eds. 1982); Saks, The Limits of Scientific
Jury Selection: Ethical and Empirical, 17 JURIMETRICS J. 3 (1976). |
|
FN162.
HANDBOOK OF FORENSIC PSYCHOLOGY, supra note 160, at 293. |
|
FN165.
See, e.g., id. at 298-302. |
|
FN166.
Saks, supra note 161, at 7. |
|
FN167.
Reed, Jury Deliberation, Voting and Verdict Trends, 45 SW. SOC. SCI. Q.
361, 362 (1965). |
|
FN169.
See id. at 365-70. |
|
FN173.
Bridgeman & Marlowe, Jury Decision Making: An Empirical Study Based
on Actual Felony Trials, 64 J. APPLIED PSYCHOLOGY 91, 91-92 (1979). |
|
FN175.
Mills & Bohannon, Juror Characteristics: To What Extent Are They Related
To Jury Verdicts?, 64 JUDICATURE 22, 26 (1980). |
|
FN177.
See R. HOGAN, PERSONALITY THEORY: THE PERSONOLOGICAL TRADITION (1976). |
|
FN178.
Mills & Bohannon, supra note 175, at 29-31. |
|
FN179.
Moran & Comfort, Scientific Juror Selection: Sex as a Moderator of
Demographic and Personality Predictors of Impaneled Felony Jury Behavior,
41 J. PERSONALITY & SOC. PSYCHOLOGY 1052 (1982) [hereinafter, Moran
& Comfort, Scientific Juror Selection]. |